Czech Securities Commission
As of 1 April 2006, the activities of the Czech Securities Commission were taken over by the
Czech National Bank
The Czech Securities Commission ceased to exist from 1 April 2006
Opinions
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stáhnout
15.4.2004
"Investment service of dealing in investment instruments for own account" (Sec. 8 Para. 2 Letter c) Securities Act)
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"Investment service of dealing in investment instruments for own account" (Sec. 8 Para. 2 Letter c) Securities Act)
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stáhnout
24.11.2003
When determining the public character of an offer, the number of potential owners of the offered securities is not important; what is important is the number of person the seller addresses.
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When determining the public character of an offer, the number of potential owners of the offered securities is not important; what is important is the number of person the seller addresses.
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stáhnout
11.8.2003
May a pension fund perform hedging operations for the purposes of risk management (swaps, forwards, options), even though they are not listed among the acceptable investment targets in Section 33 of the Supplementary Pension Insurance Act?
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May a pension fund perform hedging operations for the purposes of risk management (swaps, forwards, options), even though they are not listed among the acceptable investment targets in Section 33 of the Supplementary Pension Insurance Act?
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stáhnout
7.8.2003
May pension funds invest their resources in subordinate bonds, if these bonds are admitted to trading on the main or secondary market of the Prague Stock Exchange?
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May pension funds invest their resources in subordinate bonds, if these bonds are admitted to trading on the main or secondary market of the Prague Stock Exchange?
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stáhnout
4.8.2003
Does the KCP-SEC regard options, whose underlying assets are commodities, as investment instruments?
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Does the KCP-SEC regard options, whose underlying assets are commodities, as investment instruments?
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stáhnout
4.7.2003
The interpretation of the term „customer“/“client“ of a brokerage house
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The interpretation of the term „customer“/“client“ of a brokerage house
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stáhnout
5.6.2003
On Providing Investment Services Related to Securities Issued by a Foreign Person Specilalized in Collective Investment, which is Not Licensed in the Czech Republic
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On Providing Investment Services Related to Securities Issued by a Foreign Person Specilalized in Collective Investment, which is Not Licensed in the Czech Republic
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stáhnout
13.3.2003
Are depository notes issued by banks a part of customer assets, if they are in custody with these banks?
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Are depository notes issued by banks a part of customer assets, if they are in custody with these banks?
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stáhnout
11.11.2002
Acquisition for a Managed Portfolio of Securities of Entities Interconnected (via Assets or Otherwise) with a Service Provider on the Capital Market
Acquisition for a Managed Portfolio of Securities of Entities Interconnected (via Assets or Otherwise) with a Service Provider on the Capital Market
stáhnout
7.5.2002
Legal regulation of acquiring own shares by a joint-stock company
Legal regulation of acquiring own shares by a joint-stock company
stáhnout
13.11.2001
Can unit certificates of open-end unit trusts be regarded as investment securities and admitted to trading in a public market?
Can unit certificates of open-end unit trusts be regarded as investment securities and admitted to trading in a public market?
stáhnout
10.9.2001
On some issues connected with the application of the ban on all transfers of a listed security under Section 91a of the Securities Act
On some issues connected with the application of the ban on all transfers of a listed security under Section 91a of the Securities Act
stáhnout
27.4.2001
On Duties of a Brokerage House when Establishing an Organizational Unit Abroad
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On Duties of a Brokerage House when Establishing an Organizational Unit Abroad
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stáhnout
27.4.2001
Definition of control (Section 66a of the Commercial Code)
Definition of control (Section 66a of the Commercial Code)
stáhnout
15.9.1998
The issue of compatibility of membership in a statutory body or a supervisory board of a brokerage house which carries out its business activities in the Czech Republic
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The issue of compatibility of membership in a statutory body or a supervisory board of a brokerage house which carries out its business activities in the Czech Republic
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stáhnout
Standpoint on the manner of setting the price of participating securities within a mandatory take-over bid and within a public offer to contract for the purchase of shares pursuant to Section 183c and Section 186a, respectively
Standpoint on the manner of setting the price of participating securities within a mandatory take-over bid and within a public offer to contract for the purchase of shares pursuant to Section 183c and Section 186a, respectively
stáhnout
Continuous disclosure duty of listed securities issuers in relation to price-sensitive information
Continuous disclosure duty of listed securities issuers in relation to price-sensitive information
stáhnout
May a pension fund or an investment comapny acquire as unit trusts asset products that have formal characteristics of allowed instruments, but in fact only mediate an investment in other products, especially derivatives?
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May a pension fund or an investment comapny acquire as unit trusts asset products that have formal characteristics of allowed instruments, but in fact only mediate an investment in other products, especially derivatives?
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Ceska narodni banka
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Copyright (c) - Czech Securities Commission - All Rights Reserved